TOC 
Internet Engineering Task ForceJ. Mitchell
Internet-DraftC. Wright
Intended status: InformationalAusRegistry
Expires: June 4, 2013December 2012


Trademark Clearinghouse Extension Mapping for the Extensible Provisioning Protocol (EPP)
draft-ar-tmch-epp-mapping-02

Abstract

This document describes an Extensible Provisioning Protocol (EPP) extension mapping for the provisioning of domain names during the term of rights protection mechanism phases involving the trademark clearinghouse.

Status of this Memo

This document is an Internet-Draft and is NOT offered in accordance with Section 10 of RFC 2026, and the author does not provide the IETF with any rights other than to publish as an Internet-Draft.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at http://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as “work in progress.”

This Internet-Draft will expire on June 4, 2013.


Table of Contents

1.  Introduction
    1.1.  Conventions Used in This Document
2.  Trademark Clearinghouse
    2.1.  Sunrise
    2.2.  Trademark Claims
        2.2.1.  Claims Check
        2.2.2.  Claims Acknowledgment
3.  Object Attributes
    3.1.  Signed Mark Data
    3.2.  Claims Lookup Key
    3.3.  Notice Identifier
    3.4.  Dates and Times
4.  EPP Command Mapping
    4.1.  EPP Query Commands
        4.1.1.  EPP <check> Command
        4.1.2.  EPP <info> Command
        4.1.3.  EPP <transfer> Command
    4.2.  EPP Transform Commands
        4.2.1.  EPP <create> Command
            4.2.1.1.  Sunrise Domain Create
            4.2.1.2.  TM Claims Domain Create
        4.2.2.  EPP <delete> Command
        4.2.3.  EPP <renew> Command
        4.2.4.  EPP <transfer> Command
        4.2.5.  EPP <update> Command
5.  Formal Syntax
6.  Security Considerations
7.  References
    7.1.  Normative References
    7.2.  Informative References
Appendix A.  TMCH Sunrise Domain Application Example
§  Authors' Addresses



 TOC 

1.  Introduction

This document describes extensions to the Extensible Provisioning Protocol (EPP) for the operation of domain name registries for the duration of the implementation of rights protection mechanisms that integrate with the trademark clearinghouse.

This document decouples the sunrise and trademark claims processes from the domain name allocation processes used by the registry. The EPP Domain Application Mapping (Mitchell, J. and C. Wright, “Domain Name Application Extension Mapping for the Extensible Provisioning Protocol (EPP),” December 2012.) [AR‑APP‑1.0] should be considered by registries that require a process allowing multiple applications for one domain name. Appendix A (TMCH Sunrise Domain Application Example) contains an example illustrating the use of the two mappings together in one command.

Readers should be familiar with trademark clearinghouse processes and their implications on registries and the registration process. Refer to ICANN's page on [Trademark Clearinghouse] (, “Trademark Clearinghouse Information,” .) for detailed information


 TOC 

1.1.  Conventions Used in This Document

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 (Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels,” March 1997.) [RFC2119].

"tmch-1.0" is used as an abbreviation for "urn:ar:params:xml:ns:tmch-1.0". The XML namespace prefix "tmch" is used, but implementations MUST NOT depend on it and instead employ a proper namespace-aware XML parser and serializer to interpret and output the XML documents.


 TOC 

2.  Trademark Clearinghouse

The trademark clearinghouse provides several services required by server operators during the launch phases of new TLD registries. Eligible rights holders vetted by the trademark clearinghouse, are given priority in applications for domain names during the sunrise period, and potential registrants are notified of an eligible mark matching their domain name during the trademark claims period.


 TOC 

2.1.  Sunrise

Sunrise is the process by which new TLDs will enable rights holders to have first access to names within a TLD. Only appropriately qualified rights holders are allowed to participate in Sunrise. The scope of qualification is defined in ICANN policy and outside this specification. This specification simply details the mechanism by which this qualification is communicated with the registry using the EPP protocol.

This process requires extension to the <create> command as described below. Requests for registration of a domain name without signed mark data MUST be rejected during the sunrise period.


 TOC 

2.2.  Trademark Claims

Trademark Claims refers to the period during which potential registrants must acknowledge a notice describing one or more entities that have trademarks for the domain names to be registered. Two extensions are required to facilitate this process; the Claims Check is used to determine existence of a claim, and Claims Acknowledgement to provide evidence of acceptance of the claim on registration.


 TOC 

2.2.1.  Claims Check

This process requires extension to the <check> command and response as described below. A check response during this stage indicates whether a claim exists, and includes the relevant claims key used by the client for retrieval of claims information from the trademark clearinghouse.


 TOC 

2.2.2.  Claims Acknowledgment

This process requires extension to the <create> command as described below. Registrations for domain names matching a claim MUST be rejected unless the claims acknowledgement is provided.


 TOC 

3.  Object Attributes

This extension adds additional elements to the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731]. Only those new elements are described here.


 TOC 

3.1.  Signed Mark Data

Signed mark data (SMD) is the information published by the trademark clearinghouse as proof of validation and applicability for participation in the sunrise phase, and signed to verify authenticity.

The SMD is defined in Mark and Signed Mark Objects Mapping (Lozano, G., “Mark and Signed Mark Objects Mapping,” March 2013.) [I‑D.lozano‑tmch‑smd], and is represented in a file as described in TMCH functional specifications (Lozano, G., “TMCH functional specifications,” May 2013.) [I‑D.lozano‑tmch‑func‑spec]. This extension requires the SMD be transmitted to the server encoded using Base64 for two reasons:


 TOC 

3.2.  Claims Lookup Key

The claims lookup key is an identifier returned by the server in response to a <tmch:check> command and used for the lookup of claims notice information in the trademark clearinghouse. The lookup key is defined in TMCH functional specifications (Lozano, G., “TMCH functional specifications,” May 2013.) [I‑D.lozano‑tmch‑func‑spec].


 TOC 

3.3.  Notice Identifier

The notice identifier is obtained by the client requesting the claims notice from the trademark clearinghouse using the aforementioned claims key. The notice identifier is a unique identifier assigned by the TMCH to each trademark claims notice. The notice identifier is described in TMCH functional specifications (Lozano, G., “TMCH functional specifications,” May 2013.) [I‑D.lozano‑tmch‑func‑spec].


 TOC 

3.4.  Dates and Times

Date and time attribute values MUST be represented in Universal Coordinated Time (UTC) using the Gregorian calendar. The extended date-time form using upper case "T" and "Z" characters defined in XML Schema Part 2: Datatypes (Biron, P. and A. Malhotra, “XML Schema Part 2: Datatypes Second Edition,” October 2004.) [W3C.REC‑xmlschema‑2‑20041028] MUST be used to represent date-time values, as XML Schema does not support truncated date-time forms or lower case "T" and "Z" characters.


 TOC 

4.  EPP Command Mapping

A detailed description of the EPP syntax and semantics can be found in the EPP core protocol specification [RFC5730] (Hollenbeck, S., “Extensible Provisioning Protocol (EPP),” August 2009.). The command mappings described here are specifically for use in the Trademark Clearinghouse Extension.


 TOC 

4.1.  EPP Query Commands

EPP provides three commands to retrieve object information: <check> to determine if an object is known to the server, <info> to retrieve detailed information associated with an object, and <transfer> to retrieve object transfer status information.


 TOC 

4.1.1.  EPP <check> Command

This extension defines additional elements to extend the EPP <check> command and response to be used in conjunction with the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].

To enable clients to identify domain names that are subject to claims processing, the <domain:check> command is extended with a <tmch:check> element, which signals a client's intention to retrieve claims information.

Example <check> command requesting claims information 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <command>
    <check>
      <check xmlns="urn:ietf:params:xml:ns:domain-1.0">
        <name>example.tld</name>
      </check>
    </check>
    <extension>
      <check xmlns="urn:ar:params:xml:ns:tmch-1.0" />
    </extension>
    <clTRID>ABC-12345</clTRID>
  </command>
</epp>

When a <check> command containing the <tmch:check> element has been processed successfully, the server MUST NOT respond with the <domain:chkData> element described in the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731]. Instead, servers must respond with a <tmch:chkData> element that contains one <tmch:cd> element for each domain name present in the command. The <tmch:cd> element contains the following child elements:

Example <check> response during the trademark claims period 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <response>
    <result code="1000">
      <msg>Command completed successfully</msg>
    </result>
    <extension>
      <chkData xmlns="urn:ar:params:xml:ns:tmch-1.0">
        <cd>
          <name claim="1">example.tld</name>
          <key>CLAIM_KEY</key>
        </cd>
      </chkData>
    </extension>
    <trID>
      <clTRID>ABC-12345</clTRID>
      <svTRID>54321-XYZ</svTRID>
    </trID>
  </response>
</epp>

 TOC 

4.1.2.  EPP <info> Command

This extension defines additional elements to extend the EPP <info> command and response to be used in conjunction with the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].

To enable clients to view the SMD associated with domain names, the <domain:info> command is extended with a <tmch:info> element, which signals a client's intention to retrieve associated SMD information.

Example <info> command requesting SMD information 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <command>
    <info>
      <info xmlns="urn:ietf:params:xml:ns:domain-1.0">
        <name>example.tld</name>
      </info>
    </info>
    <extension>
      <info xmlns="urn:ar:params:xml:ns:tmch-1.0" />
    </extension>
    <clTRID>ABC-12345</clTRID>
  </command>
</epp>

When an <info> command containing the <tmch:info> element has been processed successfully, the server extends the response with a <tmch:infData> element that contains one <tmch:smd> element that contains the SMD.

Example <info> response containing the SMD associated with the domain. 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <response>
    <result code="1000">
      <msg>Command completed successfully</msg>
    </result>
    <resData>
      <infData xmlns="urn:ietf:params:xml:ns:domain-1.0">
        <name>example.tld</name>
        <roid>EXAMPLE1-REP</roid>
        <registrant>jd1234</registrant>
        <contact type="admin">sh8013</contact>
        <contact type="tech">sh8013</contact>
        <ns>
          <hostObj>ns1.example.com</hostObj>
          <hostObj>ns1.example.net</hostObj>
        </ns>
        <clID>ClientX</clID>
        <authInfo>
          <pw>2fooBAR</pw>
        </authInfo>
      </infData>
    </resData>
    <extension>
      <infData xmlns="urn:ar:params:xml:ns:tmch-1.0">
        <smd>
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Z25hdHVyZT4KPC9zbWQ6c2lnbmVkTWFyaz4K
        </smd>
      </infData>
    </extension>
    <trID>
      <clTRID>ABC-12345</clTRID>
      <svTRID>54322-XYZ</svTRID>
    </trID>
  </response>
</epp>

 TOC 

4.1.3.  EPP <transfer> Command

This extension does not define any extension to the EPP <transfer> command or response described in the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].


 TOC 

4.2.  EPP Transform Commands

EPP provides five commands to transform objects: <create> to create an instance of an object, <delete> to delete an instance of an object, <renew> to extend the validity period of an object, <transfer> to manage object sponsorship changes, and <update> to change information associated with an object.


 TOC 

4.2.1.  EPP <create> Command

There are two forms of the extension to the EPP <create> command that are dependent on the whether the server is operating a sunrise or TM claims process. Both forms are described below.


 TOC 

4.2.1.1.  Sunrise Domain Create

The Sunrise Create extension to the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731] includes the verifiable trademark information that the server uses to match against the domain name to authorize the domain create.

To enable clients to register domain names during the sunrise phase, the <domain:create> command is extended with a <tmch:create> element that contains the following child elements:

Example <create> during the sunrise period. 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <command>
    <create>
      <create xmlns="urn:ietf:params:xml:ns:domain-1.0">
        <name>example.tld</name>
        <registrant>jd1234</registrant>
        <contact type="admin">sh8013</contact>
        <contact type="tech">sh8013</contact>
        <authInfo>
          <pw>2fooBAR</pw>
        </authInfo>
      </create>
    </create>
    <extension>
      <create xmlns="urn:ar:params:xml:ns:tmch-1.0">
        <smd>
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Z25hdHVyZT4KPC9zbWQ6c2lnbmVkTWFyaz4K
        </smd>
      </create>
    </extension>
    <clTRID>ABC-12345</clTRID>
  </command>
</epp>

 TOC 

4.2.1.2.  TM Claims Domain Create

The Claims Create extension to the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731] includes the information related to the acceptance of the claims notice for the TM Claims period.

To enable clients to create domain names during the trademark claims phase, the <domain:create> command is extended with a <tmch:create> element that contains the following child elements:

Example <create> during the TM Claims period. 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <command>
    <create>
      <create xmlns="urn:ietf:params:xml:ns:domain-1.0">
        <name>example.tld</name>
        <registrant>jd1234</registrant>
        <contact type="admin">sh8013</contact>
        <contact type="tech">sh8013</contact>
        <authInfo>
          <pw>2fooBAR</pw>
        </authInfo>
      </create>
    </create>
    <extension>
      <create xmlns="urn:ar:params:xml:ns:tmch-1.0">
        <noticeID>49FD46E6C4B45C55D4AC</noticeID>
        <notAfter>2012-06-20T09:00:00.0Z</notAfter>
        <accepted>2012-06-19T09:00:10.0Z</accepted>
      </create>
    </extension>
    <clTRID>ABC-12345</clTRID>
  </command>
</epp>

 TOC 

4.2.2.  EPP <delete> Command

This extension does not define any extension to the EPP <delete> command or response described in the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].


 TOC 

4.2.3.  EPP <renew> Command

This extension does not define any extension to the EPP <renew> command or response described in the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].


 TOC 

4.2.4.  EPP <transfer> Command

This extension does not define any extension to the EPP <transfer> command or response described in the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].


 TOC 

4.2.5.  EPP <update> Command

This extension does not define any extension to the EPP <update> command or response described in the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731].


 TOC 

5.  Formal Syntax

<?xml version="1.0" standalone="no"?>
<schema targetNamespace="urn:ar:params:xml:ns:tmch-1.0"
  xmlns:tmch="urn:ar:params:xml:ns:tmch-1.0"
  xmlns:eppcom="urn:ietf:params:xml:ns:eppcom-1.0"
  xmlns="http://www.w3.org/2001/XMLSchema"
  elementFormDefault="qualified">

  <import namespace="urn:ietf:params:xml:ns:eppcom-1.0" />

  <!-- Custom command extensions -->
  <element name="check" />
  <element name="create" type="tmch:createType" />
  <element name="info" />

  <complexType name="createType">
    <choice>
      <element name="smd" type="tmch:smdType" />
      <sequence>
        <element name="noticeID" type="token" />
        <element name="notAfter" type="dateTime" />
        <element name="accepted" type="dateTime" />
      </sequence>
    </choice>
  </complexType>

  <simpleType name="smdType">
    <restriction base="base64Binary">
      <minLength value="1" />
    </restriction>
  </simpleType>

  <!--
     Custom response extensions
  -->
  <element name="chkData" type="tmch:chkDataType" />
  <element name="infData" type="tmch:infDataType" />

  <complexType name="chkDataType">
    <sequence>
      <element name="cd" type="tmch:checkType"
        maxOccurs="unbounded" />
    </sequence>
  </complexType>

  <complexType name="checkType">
    <sequence>
      <element name="name" type="tmch:checkNameType" />
      <element name="key" type="normalizedString" minOccurs="0" />
    </sequence>
  </complexType>

  <complexType name="checkNameType">
    <simpleContent>
      <extension base="eppcom:labelType">
        <attribute name="claim" type="boolean" use="required" />
      </extension>
    </simpleContent>
  </complexType>

  <complexType name="infDataType">
    <sequence>
      <element name="smd" type="tmch:smdType" minOccurs="0" />
    </sequence>
  </complexType>

</schema>

 TOC 

6.  Security Considerations

The mapping extensions described in this document do not provide any security services beyond those described by EPP (Hollenbeck, S., “Extensible Provisioning Protocol (EPP),” August 2009.) [RFC5730], the EPP Domain Name Mapping (Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” August 2009.) [RFC5731], and protocol layers used by EPP. The security considerations described in these other specifications apply to this specification as well.


 TOC 

7.  References


 TOC 

7.1. Normative References

[I-D.lozano-tmch-smd] Lozano, G., “Mark and Signed Mark Objects Mapping,” draft-lozano-tmch-smd-02 (work in progress), March 2013 (TXT).
[RFC2119] Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels,” BCP 14, RFC 2119, March 1997 (TXT, HTML, XML).
[RFC5730] Hollenbeck, S., “Extensible Provisioning Protocol (EPP),” STD 69, RFC 5730, August 2009 (TXT).
[RFC5731] Hollenbeck, S., “Extensible Provisioning Protocol (EPP) Domain Name Mapping,” STD 69, RFC 5731, August 2009 (TXT).
[W3C.REC-xmlschema-2-20041028] Biron, P. and A. Malhotra, “XML Schema Part 2: Datatypes Second Edition,” World Wide Web Consortium Recommendation REC-xmlschema-2-20041028, October 2004 (HTML).

 TOC 

7.2. Informative References

[AR-APP-1.0] Mitchell, J. and C. Wright, “Domain Name Application Extension Mapping for the Extensible Provisioning Protocol (EPP),” December 2012.
[I-D.lozano-tmch-func-spec] Lozano, G., “TMCH functional specifications,” draft-lozano-tmch-func-spec-06 (work in progress), May 2013 (TXT).
[Trademark Clearinghouse] “Trademark Clearinghouse Information.”

 TOC 

Appendix A.  TMCH Sunrise Domain Application Example

Example showing creating an application for a domain name during the sunrise period. Additional extensions, such as IDN may be included as required by the server. 

<?xml version="1.0" standalone="no"?>
<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
  <command>
    <create>
      <create xmlns="urn:ietf:params:xml:ns:domain-1.0">
        <name>example-one.example</name>
        <registrant>jd1234</registrant>
        <contact type="admin">sh8013</contact>
        <contact type="tech">sh8013</contact>
        <authInfo>
          <pw>2fooBAR</pw>
        </authInfo>
      </create>
    </create>
    <extension>
      <create xmlns="urn:ar:params:xml:ns:application-1.0">
        <phase>sunrise</phase>
      </create>
      <create xmlns="urn:ar:params:xml:ns:tmch-1.0">
        <smd>
PD94bWwgdmVyc2lvbj0iMS4wIiBlbmNvZGluZz0iVVRGLTgiPz4KPHNtZDpzaWdu
ZWRNYXJrIHhtbG5zOnNtZD0idXJuOmlldGY6cGFyYW1zOnhtbDpuczpzaWduZWRN
YXJrLTEuMCIgeG1sOmlkPSJzaWduZWRNYXJrIj4KICA8c21kOmlkPjEtMjwvc21k
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      </create>
    </extension>
    <clTRID>ABC-12345</clTRID>
  </command>
</epp>

 TOC 

Authors' Addresses

  James Mitchell
  AusRegistry
  8/10 Queens Road
  Melbourne, Victoria 3004
  AU
Email:  james.mitchell@ausregistry.com
URI:  www.ausregistry.com
  
  Chris Wright
  AusRegistry
  8/10 Queens Road
  Melbourne, Victoria 3004
  AU
Email:  chris@ausregistry.com
URI:  www.ausregistry.com